GUINNESS ATKINSON ASSET MANAGEMENT, INC. of PASADENA, CA is an SEC-registered investment adviser (CRD 124465). Regulatory assets under management: $344.4M.
Compensation: % of AUM.
| Name | Role | Location |
|---|---|---|
| James Joseph Atkinson | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER (10/2004) | — |
| Timothy Whitmore Newton Guinness | CHAIRMAN, CHIEF INVESTMENT OFFICER | — |
| Edmund Harriss | DIRECTOR | — |
| Edward Benjamin Guinness | DIRECTOR | — |
| Sam Wildy | CHIEF FINANCIAL OFFICER | — |
| ATKINSON JAMES JOSEPH | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER (10/2004) | — |
| GUINNESS TIMOTHY WHITMORE NEWTON | CHAIRMAN, CHIEF INVESTMENT OFFICER | — |
| HARRISS EDMUND | DIRECTOR | — |
| ROBINETTE GILES ANDREW DAVID | CHIEF FINANCIAL OFFICER | — |
| GUINNESS EDWARD BENJAMIN | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-11-11 | criminal | ON MAY 3, 2015, MR. GUINNESS WAS DRIVING A BOAT THAT WAS INVOLVED IN AN ACCIDENT ON A LAKE. SEVERAL PASSENGERS SUFFERED INJURIES; THE BOAT WAS DAMAGED AND SANK. MR. GUINNESS WAS CHARGED WITH THE OFFENSE OF "UNINTENTIONAL SHIPWRECK". THE COURT RECOGNIZED MR. GUINNESS' ACTIONS IN ASSISTING THE PASSENG… | Final | — |