EAGLE ROCK FINANCIAL ADVISERS, LTD. of LANCASTER, PA is an SEC-registered investment adviser (CRD 125749). Regulatory assets under management: $48.9M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| RAUBA THOMAS FRANK | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| WEISER RICHARD DALE | CHIEF INVESTMENT OFFICER | — |