KELLEHER FINANCIAL ADVISORS, LLC

KELLEHER FINANCIAL ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 126021). Regulatory assets under management: $1.2B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other.

Officers, owners & control persons (22)

NameRoleLocation
Thayne E GouldCHIEF COMPLIANCE OFFICER
Colleen Patricia SorrentinoCHIEF INVESTMENT OFFICER/ MANAGER
Arthur Leroy GoetchiusCHIEF EXECUTIVE OFFICER/ MANAGER
Sean Michael KelleherBENEFICIAL SHAREHOLDER; PRESIDENT/ MANAGER
Barton Wall WeisenfluhMANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION
William Kane LavinMANAGER
Michael Anthony OuellettePRESIDENT, STARBOARD DIVISION
MARKS HOWARD STANLEYCHIEF COMPLIANCE OFFICER
KELLEHER DENIS PATRICKCHAIRMAN; CHIEF EXECUTIVE OFFICER
ALEXANDER ERICCHIEF OPERATING OFFICER; PRESIDENT
SORRENTINO COLLEEN PATRICIACHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/ MANAGER
GOETCHIUS ARTHUR LEROYCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/ COO; CHIEF EXECUTIVE OFFICER (+3 more)
LYONS WILLIAM BERNARDCHIEF COMPLIANCE OFFICER
FAHS JEFFREY JAMESGENERAL COUNSEL/SVP COMPLIANCE
FITZGERALD DENNIS JOHNVICE CHAIRMAN
MASTRONARDI STEVEN WILLIAMCHIEF FINANCIAL OFFICER
KELLEHER SEAN MICHAELBENEFICIAL SHAREHOLDER; PRESIDENT; PRESIDENT/ MANAGER
DECAPRIO PAUL RICHARDGENERAL COUNSEL, VP COMPLIANCE OFFICER
VISCOVICH GREGORY DOMINICCHIEF COMPLIANCE OFFICER
WEISENFLUH BARTON WALLMANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION
LAVIN WILLIAM KANEMANAGER
OUELLETTE MICHAEL ANTHONYPRESIDENT, STARBOARD DIVISION

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