FINANCIAL PLANNING CONCEPTS OF AMERICA, INC. of WEST PALM BEACH, FL is an SEC-registered investment adviser (CRD 126411). Regulatory assets under management: $155.5M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Mutian Rui | MANAGER | Boston, MA |
| Michael Woosung Choe | MANAGER | — |
| David L Katz | MANAGER | — |
| Joseph Richard Marchese | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Philip Alexander Nisbet | CHIEF OPERATIONS OFFICER, DIRECTOR; MANAGER | — |
| Richard Thomas Eknoian | CHIEF EXECUTIVE OFFICER, DIRECTOR; MANAGER | — |
| David Sheffer | MANAGER | — |
| Thomas James Ealy | MANAGER | — |
| Neal Richard Aton | MANAGER | — |
| MARCHESE JOSEPH RICHARD | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| EALY THOMAS JAMES | MANAGER | — |
| CHOE MICHAEL WOOSUNG | ELECTED MANAGER; MANAGER | — |
| KLEVENS JOSHUA AARON | MANAGER | — |
| NISBET PHILIP ALEXANDER | CHIEF OPERATIONS OFFICER, DIRECTOR; MANAGER; MEMBER OF INDIRECT OWNER RIVERVIEW INVESTMENTS LTD LIABILITY CO. | — |
| EKNOIAN RICHARD THOMAS | CHIEF EXECUTIVE OFFICER, DIRECTOR; MANAGER; MEMBER OF INDIRECT OWNER EKNOIAN CONSULTING, LLC | — |
| EKNOIAN JOHN MARTIN | MEMBER OF INDIRECT OWNER JC EKNO INVESTMENT, LLC | — |
| KATZ DAVID L | MANAGER | — |
| Sheffer David | MANAGER | — |
| ATON NEAL RICHARD | MANAGER | — |
| RUI MUTIAN | MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |