ROCKWELL GLOBAL ADVISORS, LLC

ROCKWELL GLOBAL ADVISORS, LLC is an SEC-registered investment adviser (CRD 126601). Regulatory assets under management: $28.8M.

Registration

• CRD: 126601
• SEC file number: 801-81114
• Type: Registered investment adviser
• Phone: 631-608-2043
• Latest filing: 2015-03-05
• Regulatory AUM: $28.8M
• Discretionary AUM: $11.5M
• Non-discretionary AUM: $17.3M
• Clients: 5
• Accounts: 60

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 126601 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search