BROKERSXPRESS LLC

BROKERSXPRESS LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 127081). Regulatory assets under management: $829.1M.

Registration

Officers, owners & control persons (13)

NameRoleLocation
KONOP LYNN MARIECHIEF COMPLIANCE OFFICER
MOROF BENJAMIN MARKGENERAL COUNSEL
BENNETT NED WESLEYCEO, SROP,; CHAIRMAN; CHAIRMAN, MSRB PRINCIPAL
STERN THOMAS EDWARDCFO, FINOP, SECRETARY, TREASURER
SCHWARTZ BLAINE DONALDCHIEF COMPLIANCE OFFICER; PRESIDENT, CCO; PRESIDENT, CHIEF COMPLIANCE OFFICER
MARTINO GARY ANTHONYCHIEF OPERATING OFFICER, SROP; EXECUTIVE VICE PRESIDENT, CROP
DOWELL DOUGLAS CHARLESDIRECTOR OF ADVISORY SERVICES; DIRECTOR OF ADVISORY SERVICES, MSRB PRINCIPAL, CROP
METZGER BARRY SCOTTCEO
HOEH PHILLIP JOHNCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CROP
MCDONAGH MARTIN GREGORYMSRB PRINCIPAL
GOMEZ JENNIFER CAROLINEMSRB PRINCIPAL
DEAN ALAN SHANEMSRB PRINCIPAL
HERSH JASON EDWARDV. P. OPERATIONS, CROP

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