SOVEREIGN FINANCIAL SERVICES

SOVEREIGN FINANCIAL SERVICES of ROCKY HILL, CT is an SEC-registered investment adviser (CRD 127151). Regulatory assets under management: $38.0M.

Registration

• CRD: 127151
• Type: Registered investment adviser
• Location: 21 NEW BRITAIN AVENUE, ROCKY HILL, CT, 06067
• Phone: 860-257-4005
• Latest filing: 2026-03-19
• Regulatory AUM: $38.0M
• Discretionary AUM: $38.0M
• Clients: 2
• Accounts: 65

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 127151 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search