CAROTA WEALTH MANAGEMENT

CAROTA WEALTH MANAGEMENT of WEST CONSHOHOCKEN, PA is an SEC-registered investment adviser (CRD 127344). Regulatory assets under management: $135.0M.

Registration

CRD: 127344
SEC file number: 801-120393
Type: Registered investment adviser
Location: 100 FOUR FALLS CORPORATE CENTER, STE 105, WEST CONSHOHOCKEN, PA, 19428
Phone: 610-828-1155
Latest filing: 2026-08-07
Regulatory AUM: $135.0M
Discretionary AUM: $135.0M
Clients: 2
Accounts: 443

Compensation: % of AUM, Hourly, Fixed, Subscription.

Clients served: Individuals, High net worth, Pensions.

Name	Role	Location
Raymond Noah Carota	PRESIDENT & CHIEF COMPLIANCE OFFICER	—
CAROTA RAYMOND NOAH	PRESIDENT & CHIEF COMPLIANCE OFFICER	—

Initiated	Type	Allegations	Status	Amount
2017-12-14	regulatory	NET WORTH DEFICIENCY - BALANCE SHEET FILED 02/13/2017 SHOWED NET WORTH BELOW PENNSYLVANIA'S $10,000 MINIMUM REQUIREMENT	Final	$35K
—	regulatory	—	—	—