CATON FINANCIAL, INC.
CATON FINANCIAL, INC. of SAN RAFAEL, CA is an SEC-registered investment adviser (CRD 128101). Regulatory assets under management: $139.2M.
Registration
- CRD: 128101
- SEC file number: 801-62440
- Type: Registered investment adviser
- Location: 2350 KERNER BOULEVARD, SUITE 370, SAN RAFAEL, CA, 94901
- Phone: 415-461-6248
- Latest filing: 2013-03-06
- Regulatory AUM: $139.2M
- Non-discretionary AUM: $139.2M
- Clients: 4
- Accounts: 343
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| CATON NANCY KAY | OWNER; OWNER/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| JOHNSON JODI LYNN | SECRETARY; SECRETARY/VICE PRESIDENT OPERATIONS | — |
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