ROTH ASSET MANAGEMENT, INC.

ROTH ASSET MANAGEMENT, INC. is an SEC-registered investment adviser (CRD 128368). Regulatory assets under management: $132.0M.

Registration

• CRD: 128368
• SEC file number: 801-71086
• Type: Registered investment adviser
• Phone: 206-780-5550
• Latest filing: 2024-08-21
• Regulatory AUM: $132.0M
• Discretionary AUM: $132.0M
• Clients: 1
• Accounts: 58

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 128368 on SEC IAPD (source of record)
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