CAPE ANN CAPITAL, INC. of CONCORD, MA is an SEC-registered investment adviser (CRD 128942). Regulatory assets under management: $193.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| David Allan Umstead | NON-EMPLOYEE SHAREHOLDER; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| James Ralph Jasinski | CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| Jeremy Distefano | CEO, CHIEF COMPLIANCE OFFICER; PORTFOLIO MANAGER/OWNER | — |
| UMSTEAD DAVID ALLAN | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| JASINSKI JAMES RALPH | CHIEF EXECUTIVE OFFICER; VICE PRESIDENT | — |
| UMSTEAD DAVID A | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| DISTEFANO JEREMY | PORTFOLIO MANAGER/OWNER | — |