PROVIDENCE INVESTMENT MANAGEMENT, LP

PROVIDENCE INVESTMENT MANAGEMENT, LP of PROVIDENCE, RI is an SEC-registered investment adviser (CRD 129848). Regulatory assets under management: $3.1B.

Registration

CRD: 129848
SEC file number: 801-73845
Type: Registered investment adviser
Location: 500 EXCHANGE STREET, SUITE 1200, PROVIDENCE, RI, 02903
Phone: 401-456-1530
Latest filing: 2017-03-30
Regulatory AUM: $3.1B
Discretionary AUM: $3.1B
Clients: 20
Accounts: 4

Officers, owners & control persons (7)

Name	Role	Location
Jeffrey F Joseph	MANAGER; MANAGING MEMBER	White Plains, NY
PEARSALL ROBERT ARTHUR	MANAGER; MINORITY PRINCIPAL; PORTFOLIO MANAGER	—
JEFFREY RICHMOND MARK	CHIEF FINANCIAL OFFICER	—
KRAEMER RUTH ANN	CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER; CHIEF OPERATING/COMPLIANCE OFFICER	—
JOHNSON ROBERT THOMAS	DIRECTOR OF STRATEGIC MANAGEMENT	—
GIORGIO FRANCIS	CHIEF COMPLIANCE OFFICER	—
OWENS MICHAEL FOSTER	CHIEF COMPLIANCE OFFICER	—

Private funds (1)

Fund	Type	Formed	Owners	Gross asset value	Min investment
PROVIDENCE MBS MASTER FUND, LTD	Hedge Fund	—	102	$3.1B	$1.0M

Fund service providers (1)

administrator: JP MORGAN HEDGE FUND SERVICES

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