PROVIDENCE INVESTMENT MANAGEMENT, LP
PROVIDENCE INVESTMENT MANAGEMENT, LP of PROVIDENCE, RI is an SEC-registered investment adviser (CRD 129848). Regulatory assets under management: $3.1B.
Registration
- CRD: 129848
- SEC file number: 801-73845
- Type: Registered investment adviser
- Location: 500 EXCHANGE STREET, SUITE 1200, PROVIDENCE, RI, 02903
- Phone: 401-456-1530
- Latest filing: 2017-03-30
- Regulatory AUM: $3.1B
- Discretionary AUM: $3.1B
- Clients: 20
- Accounts: 4
Officers, owners & control persons (7)
| Name | Role | Location |
|---|
| Jeffrey F Joseph | MANAGER; MANAGING MEMBER | White Plains, NY |
| PEARSALL ROBERT ARTHUR | MANAGER; MINORITY PRINCIPAL; PORTFOLIO MANAGER | — |
| JEFFREY RICHMOND MARK | CHIEF FINANCIAL OFFICER | — |
| KRAEMER RUTH ANN | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER; CHIEF OPERATING/COMPLIANCE OFFICER | — |
| JOHNSON ROBERT THOMAS | DIRECTOR OF STRATEGIC MANAGEMENT | — |
| GIORGIO FRANCIS | CHIEF COMPLIANCE OFFICER | — |
| OWENS MICHAEL FOSTER | CHIEF COMPLIANCE OFFICER | — |
Private funds (1)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| PROVIDENCE MBS MASTER FUND, LTD | Hedge Fund | — | 102 | $3.1B | $1.0M |
Fund service providers (1)
- administrator: JP MORGAN HEDGE FUND SERVICES
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