FEDERMANN FINANCIAL ADVISORS INC. of ROCKY POINT, NY is an SEC-registered investment adviser (CRD 129975). Regulatory assets under management: $108.2M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Lisa Ann Kelly | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| KELLY CATHERINE ANN | PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| FEDERMANN ROCHELLE | EXECUTRIX | — |
| FEDERMANN FRANKLIN HOWARD | PRESIDENT | — |