KELLY CATHERINE ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KELLY CATHERINE ANN appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FEDERMANN FINANCIAL ADVISORS INC. | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | ROCKY POINT, NY |
| — | Form ADV | GRACE & WHITE, INC | INACTIVE INVESTOR | NEW YORK, NY |
| — | Form ADV | GREAT LAKES ADVISORS, INC. | SHAREHOLDER/DIRECTOR, SALES&MARKETING | CHICAGO, IL |
| — | Form ADV | GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH | DIRECTOR OF GALENA (CAYMAN) LIMITED | GENEVA |
| — | Form ADV | GALENA ASSET MANAGEMENT LIMITED | DIRECTOR OF GALENA MALACHITE LIMITED | LONDON |
| — | Form ADV | GALENA PRIVATE EQUITY RESOURCES LIMITED | DIRECTOR | GRAND CAYMAN |
| — | Form ADV | GALENA (CAYMAN) LIMITED | DIRECTOR | GEORGE TOWN |
| — | Form ADV | GALENA (MALACHITE) LIMITED | DIRECTOR | GEORGE TOWN |
| — | Form ADV | CAPITAL ONE INVESTING, INC. | CHIEF OPERATIONS OFFICER | MCLEAN, VA |