WHALEN CAPITAL, INC.

WHALEN CAPITAL, INC. of WAUSAU, WI is an SEC-registered investment adviser (CRD 130016). Regulatory assets under management: $75.1M.

Registration

• CRD: 130016
• SEC file number: 801-129615
• Type: Registered investment adviser
• Location: 226411 RIB MOUNTAIN RD, WAUSAU, WI, 54401
• Phone: 715-241-6935
• Latest filing: 2026-03-12
• Regulatory AUM: $75.1M
• Discretionary AUM: $75.1M
• Clients: 4
• Accounts: 276

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pensions.

Officers, owners & control persons (3)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 130016 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search