DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 13162). Regulatory assets under management: $5.6B.

Registration

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos, Other.

Officers, owners & control persons (31)

Showing 25 of 31 people.

NameRoleLocation
Jeffrey Alan DunhamCHIEF EXECUTIVE OFFICER; PRESIDENT; SHAREHOLDER
Salvatore Michael CapizziCHIEF SALES AND MARKETING OFFICER
Viktoria Irena PalermoCHIEF COMPLIANCE OFFICER
Helmut BoischCHIEF OPERATIONS OFFICERSAN MARCOS, CA
Ryan John DykmansCHIEF INVESTMENT OFFICER; PRESIDENT AND CHIEF INVESTMENT OFFICER
Jennifer Kim GardyneCHIEF FINANCIAL OFFICER
Jing ZouCFO
CAPIZZI SALVATORE MICHAELCHIEF SALES AND MARKETING OFFICER
GREGG WILLIAM EDWARDCHIEF SALES OFFICER
DUNHAM JEFFREY ALANPRESIDENT; PRESIDENT, SROP; PRESIDENT, SROP, CROP (+1 more)
IVERSON DENISE SUE MSCFO
HESS DAVID PAULCCO
FINDEISEN HILAREY MAYOPERATIONS DIRECTOR
EISENMANN CHARLES RICHARDDIRECTOR OF CLIENT SERVICES; DIRECTOR OF CLIENT SERVICES, CROP
WENDOLL TAMARA BETHCHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER
YOUNG WALTER HOWARD IIICLIENT SERVICES DIRECTOR
KEARNY JAMES ROBERTCHIEF COMPLIANCE OFFICER
HOLMES SELENA LEEINVESTMENT ADVISOR REPRESENTATIVE; INVESTMENT ADVISOR REPRESENTATIVE/PM; PORTFOLIO MANAGER/IAR
NUNEZ KURT RCHIEF COMPLIANCE OFFICER; DIRECTOR OF CLIENT SERVICES
NAKAMURA LARRY TRISTONDIRECTOR OF COMPLIANCE
LUCCHETTI JOSEPH ENRICOFINANCIAL OPERATIONS PRINCIPAL
WOODALL SHELLY ANNCOMPLIANCE DIRECTOR; COMPLIANCE DIRECTOR, CROP
STEFFE JOSEPH DONVICE PRESIDENT SALES & MARKETING
PRELL SUSAN ELIZABETHINVESTOR RELATIONS DIRECTOR
ARENDELL VALERIE ANNDIRECTOR OF SALES/MARKETING

More on this firm