KEARNY JAMES ROBERT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KEARNY JAMES ROBERT appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | CANTERBURY CONSULTING INCORPORATED | CHIEF OPERATING/CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | CETERA ADVISOR NETWORKS LLC | DIRECTOR OF INVESTMENT ADVISORY | EL SEGUNDO, CA |