MARK SMITH FINANCIAL SERVICES, INC.

MARK SMITH FINANCIAL SERVICES, INC. of THOUSAND OAKS DRIVE, CA is an SEC-registered investment adviser (CRD 131890). Regulatory assets under management: $107.7M.

Registration

• CRD: 131890
• Type: Registered investment adviser
• Location: 925 BROADBECK DRIVE, THOUSAND OAKS DRIVE, CA, 91320
• Phone: (805) 494-1588
• Latest filing: 2026-02-10
• Regulatory AUM: $107.7M
• Discretionary AUM: $105.7M
• Non-discretionary AUM: $2.1M
• Clients: 3
• Accounts: 312

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 131890 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search