PLEASANTON FINANCIAL ADVISORS, LLC
PLEASANTON FINANCIAL ADVISORS, LLC of PLEASANTON, CA is an SEC-registered investment adviser (CRD 132160). Regulatory assets under management: $79.6M.
Registration
- CRD: 132160
- SEC file number: 801-66966
- Type: Registered investment adviser
- Location: 1811 SANTA RITA RD, SUITE 211, PLEASANTON, CA, 94566
- Phone: 925-846-3768
- Latest filing: 2012-05-23
- Regulatory AUM: $79.6M
- Discretionary AUM: $79.6M
- Clients: 6
- Accounts: 285
Officers, owners & control persons (4)
| Name | Role | Location |
|---|
| SMITH JAMES RICHARD | MEMBER OF LLC | — |
| SMITH MARGARET FLUCK | MEMBER OF LLC | — |
| SMITH GARY | MEMBER OF LLC | — |
| JANER MARK ALAN | CHIEF COMPLIANCE OFFICER | — |
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