| DOLAN JOHN FRANCIS | CHIEF EXECUTIVE OFFICER; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/VICE CHAIRMAN | — |
| DACHILLE DOUGLAS ADAM | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/CHAIRMAN | — |
| BAEK MICHAEL J | CHIEF OPERATING OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR/MEMBER | — |
| MILLER STEPHEN RODERICK | CHIEF COMPLIANCE OFFICER; CHIEF RISK OFFICER; CHIEF RISK OFFICER/CCO (+2 more) | — |
| VANEPPS JAMES H | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/MEMBER | — |
| CHEN HONG | DIRECTOR OF RESEARCH; DIRECTOR OF RESEARCH/MEMBER | — |
| LIEBERMAN MARK FREDERIC | MANAGING DIRECTOR; MANAGING DIRECTOR/MEMBER | — |
| LEWIS ROBERT RICHARD | MANAGING DIRECTOR/MEMBER; MANAGING DIR./HEAD OF BUSINESS DEVELOPMENT | — |
| ALEXANDRIDIS MARK GUS | CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR/MEMBER | — |
| HO DAVID CHICHING | MANAGING DIRECTOR/MEMBER | — |
| PANAGAKIS JOHN GEORGE | CHIEF EXECUTIVE OFFICER | — |
| KADIYALA SPRASAD | MANAGING DIRECTOR/MEMBER | — |
| Rocha Elaine Ann | CHIEF EXECUTIVE OFFICER | — |
| BRIGNONI DAVID PHILIP | CHIEF COMPLIANCE OFFICER | — |
| STAMPFL JEANINE M | CHIEF FINANCIAL OFFICER | — |
| SLOMIENSKI MATTHEW KENNETH | CHIEF COMPLIANCE OFFICER | — |
| O'Neill Kristen | GENERAL COUNSEL | — |
| ANDERSON CONNIE | MANAGING DIRECTOR | — |