SIMON FINANCIAL GROUP, INC.
SIMON FINANCIAL GROUP, INC. of BALA CYNWYD, PA is an SEC-registered investment adviser (CRD 132581). Regulatory assets under management: $36.0M.
Registration
- CRD: 132581
- SEC file number: 801-71503
- Type: Registered investment adviser
- Location: ONE BALA PLAZA, STE. 630, BALA CYNWYD, PA, 19004
- Phone: 610-667-2450
- Latest filing: 2014-02-18
- Regulatory AUM: $36.0M
- Discretionary AUM: $33.0M
- Non-discretionary AUM: $3.0M
- Clients: 5
- Accounts: 262
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| RACE SCOTT JAY | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF FINANCIAL OFFICER (+3 more) | — |
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