NFC INVESTMENTS, LLC of MEMPHIS, TN is an SEC-registered investment adviser (CRD 132844). Regulatory assets under management: $2.1B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Charles Kyle Slatery | CHIEF EXECUTIVE OFFICER; MEMBER | Memphis, TN |
| William Van Thompson | PRESIDENT; CHIEF COMPLIANCE OFFICER; SECRETARY; MEMBER | — |
| Emmel Bernhardt Golden | VICE PRESIDENT; MEMBER | — |
| Susan Bagwell Haslam | MEMBER | — |
| William Edward Haslam | MEMBER | — |
| Daniel Tyler Butts | VICE PRESIDENT; CHIEF INVESTMENT OFFICER; MEMBER | — |
| SLATERY CHARLES KYLE | CHIEF EXECUTIVE OFFICER; MEMBER; CHIEF EXECUTIVE OFFICER; PRESIDENT; CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT OFFICER; MEMBER; CHIEF EXECUTIVE OFFICER; PRESIDENT; CHIEF INVESTMENT OFFICER; MEMBER (+1 more) | — |
| SLATERY HERBERT HARRISON | SECRETARY | — |
| THOMPSON WILLIAM VAN | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER; MEMBER; EXECUTIVE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER; SECRETARY; MEMBER (+1 more) | — |
| HASLAM JAMES ARTHUR | MEMBER | — |
| HASLAM WILLIAM EDWARD | MEMBER | — |
| GOLDEN EMMEL BERNHARDT | VICE PRESIDENT; VICE PRESIDENT; MEMBER | — |
| HASLAM SUSAN BAGWELL | MEMBER | — |
| BUTTS DANIEL TYLER | VICE PRESIDENT; CHIEF INVESTMENT OFFICER; MEMBER; VICE PRESIDENT; MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-02 | regulatory | ALLEGED VIOLATIONS OF RULE 204(B)-1 UNDER THE INVESTMENT ADVISERS ACT OF 1940, DUE TO NFC'S FAILURE TO FILE FORM PF FOR FISCAL YEARS 2019 THROUGH 2024. | Final | $100K |