COHEN & COMPANY FINANCIAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 133171). Regulatory assets under management: $237.4M.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Daniel Gideon Cohen | MEMBER | — |
| Joseph William Pooler | CHIEF FINANCIAL OFFICER | — |
| Andrew Kenneth Davilman | CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER | — |
| Dennis James Crilly | GENERAL COUNSEL & SECRETARY, SENIOR VICE PRESIDENT | — |
| Katharine Elizabeth Vacca | CHIEF COMPLIANCE OFFICER | — |
| SMITH JAMES RICHARD | CHIEF COMPLIANCE OFFICER | — |
| COHEN DANIEL GIDEON | CHAIRMAN; CHIEF INVESTMENT OFFICER; MEMBER (+1 more) | — |
| SHENKMAN MICHAEL CRAIG | CHIEF FINANCIAL OFFICER | — |
| MCENTEE JAMES JOSEPH | CHIEF OPERATIONS OFFICER | — |
| HOHNS ANDREW SCOTT | MANAGING DIRECTOR | — |
| RICCIARDI CHRISTOPHER | PRESIDENT | — |
| CRILLY DENNIS JAMES | GENERAL COUNSEL & SECRETARY, SENIOR VICE PRESIDENT | — |
| POOLER JOSEPH | CHIEF FINANCIAL OFFICER | — |
| ADDEI PETER OPOKU | DIRECTOR; MEMBER; PRESIDENT | — |
| FINK RACHEL NMN | CHIEF COMPLIANCE OFFICER | — |
| HILLIER SAMUEL HUNT | DIRECTOR | — |
| CONLEY CHRISTOPHER | MANAGING DIRECTOR | — |
| WASHINGTON AUDREA WINSTON | CHIEF COMPLIANCE OFFICER | — |
| FINK RACHEL | CHIEF COMPLIANCE OFFICER | — |
| FINK RACHAEL | CHIEF COMPLIANCE OFFICER | — |
| POOLER JOSEPH WILLIAM | CHIEF FINANCIAL OFFICER | — |
| DAVILMAN ANDREW KENNETH | CHIEF OPERATING OFFICER | — |
| SHAW TINA PAULSEN | CHIEF COMPLIANCE OFFICER | — |
Liquidity Fund: 1 · Securitized Asset Fund: 2 · Other Private Fund: 2
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| SMI 2018, LP | Liquidity Fund | Delaware | 2 | $132.3M | — |
| DEKANIA EUROPE CDO II PLC | Securitized Asset Fund | Ireland | 0 | $57.2M | — |
| DEKANIA EUROPE CDO III PLC | Securitized Asset Fund | Ireland | 0 | $47.0M | — |
| ASJC GLOBAL LLC - SERIES 8 | Other Private Fund | Delaware | 9 | $981K | $100K |
| VELLAR SPECIAL OPPORTUNITIES FUND LLC - SERIES 23 | Other Private Fund | Delaware | 4 | $57K | $100K |