DWR WEALTH MANAGEMENT, LLC

DWR WEALTH MANAGEMENT, LLC of SAN JOSE, CA is an SEC-registered investment adviser (CRD 133743). Regulatory assets under management: $221.2M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.

Officers, owners & control persons (6)

NameRoleLocation
David Rex RousselotMEMBER
Ricky Dale DunhamMEMBER
Tracy Lee NewquistMEMBER, CHIEF COMPLIANCE OFFICER
NEWQUIST TRACY LEEMANAGING MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER
ROUSSELOT DAVID REXMANAGING MEMBER/ CHIEF COMPLIANCE OFFICER; MEMBER
DUNHAM RICKY DALEMANAGING MEMBER; MEMBER

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