SAGEPOINT FINANCIAL, INC.

SAGEPOINT FINANCIAL, INC. of PHOENIX, AZ is an SEC-registered investment adviser (CRD 133763). Regulatory assets under management: $16.5B.

Registration

Officers, owners & control persons (72)

Showing 25 of 72 people.

NameRoleLocation
CANNON JAMES RICHARDPRESIDENT, CEO, DIRECTOR
KUBICA LISA SUEE.V.P., COO, SROP; E.V.P., COO, SROP, MP
RADFORD CHRISTOPHER BLAKEEXECUTIVE VICE PRESIDENT, NATIONAL SALES MANAGER; EXECUTIVE VICE PRESIDENT, NATIONAL SALES MANAGER, SROP
CAVANAUGH MARY LOUISEDIRECTOR
SONCHIK RITA LYNNV.P. ACCOUNTING; V.P. BUSINESS ANALYST AND CONTROL
STAUFFER RALPH OWEN JRV.P. INFORMATION TECHNOLOGY
MCREYNOLDS MICHAEL RONALDASSISTANT V.P. INSURANCE
ROTHSTEIN STEVEN ELLIOTCHIEF FINANCIAL OFFICER; DIRECTOR, E.V.P.,CFO, TREASURER; E.V.P.,CFO, TREASURER
FIELDS INGER WILSONFINOP; FNOP; VICE PRESIDENT, TREASURER AND FINOP
BOURDAMIS SALLY HANSONVICE PRESIDENT, BROKERAGE SERVICES; V.P., BROKERAGE SERVICES
CAPRIOTTI JACQUELYN MARIEV.P. VISION 2020
DORFMAN KENNETH PAULCROP
KARSAY LEXI MIKLOSFIRST VICE PRESIDENT, CUSTOMER SERVICE AND COMMISSIONS
STADJUHAR KAREN ELIZABETHV.P. BRANCH SUPERVISION; V.P. BRANCH SUPERVISION, SROP
JOHNSON KEITH WINDSORV.P. BUSINESS DEVELOPMENT
ROSEN DIANE SCHLISSELASSISTANT V.P. DIRECTOR OF INVESTMENT RESEARCH
GAUGHAN BRIDGET MARYE.V.P. GENERAL COUNSEL, SECRETARY
DENBY SUSANNE MARIECHIEF COMPLIANCE OFFICER; FIRST V.P., CHIEF COMPLIANCE OFFICER; V.P., CCO (+1 more)
PARKER RALPH JOELASSISTANT VICE PRESIDENT, INSURANCE
SMITH JAMES RICHARDMANAGER, NATIONAL SALES BUSINESS ANALYST
HOFLING PHILLIP ALDENVICE PRESIDENT, LEGAL
HELM LESTERVICE PRESIDENT, EDUCATION, TRAINING & MARKETING COMMUNICATIONS
FREEMAN BRUCE TODDASSISTANT VICE PRESIDENT, DIRECTOR OF TRADING, MUNICIPAL PRINCIPAL; ASSOCIATE VICE PRESIDENT, DIRECTOR OF TRADING, MUNICIPAL PRINCIPAL; VP, DIRECTOR OF TRADING & COMMISSIONS, MUNICIPAL PRINCIPAL
PRATER HELEN HOWARDDIRECTOR, SENIOR VICE PRESIDENT, OPERATIONS
SCHLUETER MATTHEW ADAMCHIEF ADMINISTRATIVE OFFICER, EVP; CHIEFOPERATIONS OFFICER; DIRECTOR, CHIEF OPERATIONS OFFICER, EVP (+3 more)

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