ROTHSTEIN STEVEN ELLIOT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROTHSTEIN STEVEN ELLIOT appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OSAIC WEALTH, INC. | CHIEF FINANCIAL OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | SAGEPOINT FINANCIAL, INC. | DIRECTOR, E.V.P.,CFO, TREASURER | PHOENIX, AZ |
| — | Form ADV | ADVANTAGE CAPITAL CORPORATION | DIRECTOR/SVP/TREASURER/CFO | ATLANTA, GA |
| — | Form ADV | FSC SECURITIES CORPORATION | DIRECTOR/SVP/TREASURER/CFO | ATLANTA, GA |
| — | Form ADV | AMERICAN GENERAL SECURITIES INCORPORATED | CHIEF FINANCIAL OFFICER, DIRECTOR | HOUSTON, TX |
| — | Form ADV | SUNAMERICA SECURITIES, INC. | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | PHOENIX, AZ |
| — | Form ADV | SENTRA SECURITIES CORPORATION | EXECUTIVE VICE PRESIDENT, CFO, TREASURER | PHOENIX, AZ |
| — | Form ADV | SPELMAN & CO., INC. | EXECUTIVE VICE PRESIDENT, CFO/TREASURER | PHOENIX, AZ |