NAPLES ASSET MANAGEMENT CO., LLC of MOORESVILLE, NC is an SEC-registered investment adviser (CRD 133978). Regulatory assets under management: $404.3M.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Paul Joseph Mcintyre | MEMBER; MEMBER & CHIEF COMPLIANCE OFFICER | — |
| Bryan Evan Smith | PRESIDENT | — |
| Susan Robin Riser Whitlock | MEMBER; MEMBER & CHAIRPERSON | — |
| Kevin Edward Sullivan | MEMBER | — |
| MCINTYRE PAUL JOSEPH | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MEMBER & CHIEF COMPLIANCE OFFICER | — |
| SMITH BRYAN EVAN | PRESIDENT | — |
| RISER WHITLOCK SUSAN ROBIN | CHAIRPERSON; MEMBER & CHAIRPERSON | — |
| Ernest John C'Debaca | CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |