TABERNA CAPITAL MANAGEMENT, LLC

TABERNA CAPITAL MANAGEMENT, LLC of PHILADELPHIA, PA is an SEC-registered investment adviser (CRD 134353). Regulatory assets under management: $1.5B.

Registration

CRD: 134353
SEC file number: 801-68923
Type: Registered investment adviser
Location: 2929 ARCH STREET, 17TH FLOOR, CIRA CENTRE, PHILADELPHIA, PA, 19104
Phone: 215-243-9000
Latest filing: 2014-10-20
Regulatory AUM: $1.5B
Discretionary AUM: $1.5B
Clients: 5
Accounts: 3

Officers, owners & control persons (9)

Name	Role	Location
SCHAEFFER PHILLIP SCOTT	CHIEF EXECUTIVE OFFICER	—
LICHT RAPHAEL	CHIEF LEGAL OFFICER	—
PLUMMER CHRISTOPHER GEORGE	CHIEF COMPLIANCE OFFICER	—
SEBRA JAMES JOSEPH	CHIEF ACCOUNTING OFFICER; CHIEF FINANCIAL OFFICER; MANAGER, TREASURER, CHIEF FINANCIAL OFFICER	—
SALMON JACK E	EVP, CFO, TREASURER	—
FRAPPIER KENNETH RAYMOND	EVP OF PORTFOLIO AND RISK MANAGEMENT; MANAGER, EVP OF PORTFOLIO AND RISK MANAGEMENT; SVP OF PORTFOLIO AND RISK MANAGEMENT	—
LICHT RAPHAEL A	CHIEF LEGAL OFFICER; CHIEF OPERATING OFFICER	—
LAREN ANDERS FREDERICK	CHIEF COMPLIANCE OFFICER	—
CURTIS JAMES PETER	CHIEF COMPLIANCE OFFICER	—

Private funds (3)

Fund	Type	Formed	Owners	Gross asset value	Min investment
TABERNA PREFERRED FUNDING I, LTD	Securitized Asset Fund	—	1	$480.2M	—
TABERNA PREFERRED FUNDING VIII, LTD.	Securitized Asset Fund	—	1	$436.1M	—
TABERNA PREFERRED FUNDING IX, LTD	Securitized Asset Fund	—	1	$398.2M	—

Fund service providers (2)

administrator: THE BANK OF NEW YORK TRUST COMPANY, N.A. — 2 funds
administrator: THE BANK OF N.Y. TRUST COMPANY, N.A.

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