HIGHBRIDGE CAPITAL MANAGEMENT, LLC

HIGHBRIDGE CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 134776). Regulatory assets under management: $7.6B.

Registration

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: Investment cos.

Officers, owners & control persons (63)

Showing 25 of 63 people.

NameRoleLocation
Marc David CreatoreCHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)
Julie Elizabeth ParkerCHIEF LEGAL OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)
Jason Keith HempelCO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)
Jonathan Michael SegalCO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)
Kirk David RuleCHIEF COMPLIANCE OFFICER
Aditya BindalCHIEF RISK OFFICER
DUBIN GLENN RUSSELLCHIEF EXECUTIVE OFFICER/MANAGING PARTNER; CHIEF EXECUTIVE OFFICER/MEMBER OF THE BOARD OF MANAGERS; CHIEF EXECUTIVE OFFICER/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) (+5 more)
SWIECA HENRY ALEXANDERCHIEF INVESTMENT OFFICER/MANAGING PARTNER; CO-CHAIRMAN; CO-CHIEF EXECUTIVE OFFICER/MANAGING PARTNER (+1 more)
OLIVA JOHN LMANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)
OLIVA JOHN LEOCHIEF COMPLIANCE OFFICER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)/MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) (+2 more)
PATTERSON ROBERT ELLMOREMEMBER
MCKENNA KEVIN JMEMBER OF THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)
CARUSO ROBERT JOSEPHCHIEF OPERATING OFFICER/MANAGING PARTNER; MANAGING PARTNER
RESNICK RONALD STUARTGENERAL COUNSEL/MANAGING PARTNER; MANAGING PARTNER
RUBIN CAROLYN JUDITHCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR
BATEMAN PAUL TERENCEMEMBER
STALEY JAMES EDWARDMEMBER; MEMBER OF THE BOARD OF MANAGERS
UNREIN LAWRENCE MARKMEMBER; MEMBER OF THE BOARD OF MANAGERS
POTAPCHUK RICHARD JOHNCHIEF FINANCIAL OFFICER/MANAGING DIRECTOR; DIRECTOR OF FINANCE AND TREASURY/MANAGING DIRECTOR
BUILIONE TODD CHRISTOPHERCHIEF EXECUTIVE OFFICER OF HEDGE FUNDS AND ASSET MANAGEMENT, MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT LLC); CHIEF OPERATING OFFICER/MANAGING PARTNER/MEMBER OF THE BOARD OF MANAGERS; CHIEF STRATEGIC OFFICER/MANAGING PARTNER
COHEN JOSHUA STEVENGENERAL COUNSEL (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)
KNOLLMEYER PAUL RYANCHIEF FINANCIAL OFFICER - MANAGEMENT COMPANY (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC); MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER - (HIGHBRIDGE CAPITAL MANAGEMENT, LLC); MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER - (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC) (+1 more)
WURTH DOUGLAS CLARKMEMBER OF THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)
O'BRIEN TIMOTHY WILLIAM JOHNMEMBER OF THE BOARD OF MANAGERS; MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)
GREENHILL NOAHCHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER/MANAGING DIRECTOR; GENERAL COUNSEL (+5 more)

Disclosures (31)

InitiatedTypeAllegationsStatusAmount
2021-07-22regulatoryNEGLIGENT BREACH OF SUPERVISORY AND ORGANIZATIONAL DUTIES IN CONNECTION WITH INFRINGEMENTS OF SECTION 21 OF THE GERMAN SECURITIES TRADING ACT.Final$1.8M
2020-09-29regulatoryTHE CFTC ENTERED AN ORDER RESOLVING AN ACTION AGAINST JPMORGAN CHASE & CO., AN AFFILIATED BANK (THE "BANK") AND AN AFFILIATED BROKER-DEALER (THE "BROKER-DEALER") (COLLECTIVELY, "JPM"). ACCORDING TO THE ORDER, FROM AT LEAST 2008 THROUGH 2016, NUMEROUS TRADERS ON THE PRECIOUS METALS AND U.S. TREASURIE…Final$436.4M
2020-09-29criminalFinal
2017-01-03regulatoryTHE INVESTIGATION CONCERNED ALLEGED MISREPRESENTATIONS AND OMISSIONS IN CONNECTION WITH THE MARKETING, SALE AND DISTRIBUTION OF AUCTION RATE SECURITIES.Final$98K
2016-11-17regulatoryON NOVEMBER 17, 2016, JPMORGAN CHASE & CO. ("JPMC") ENTERED INTO A SETTLEMENT WITH THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM ("FRB") RESULTING IN THE FRB ISSUING AN ORDER ("ORDER"). THE ORDER FINDS THAT FROM AT LEAST 2008 THROUGH 2013, JPMC'S ASIA-PACIFIC REGION INVESTMENT BANKING GROUP O…Final$61.9M
2016-11-17regulatoryON NOVEMBER 17, 2016, JPMORGAN CHASE & CO. ("JPMC") ENTERED INTO A SETTLEMENT WITH THE SECURITIES AND EXCHANGE COMMISSION ("SEC") UNDER WHICH JPMC CONSENTED TO THE ENTRY OF AN ORDER (THE "ORDER") THAT FINDS THAT JPMC VIOLATED SECTIONS 13(B)(2)(A), 13(B)(2)(B) AND 30A OF THE SECURITIES EXCHANGE ACT O…Final
2015-05-20criminalON MAY 20, 2015, THE DOJ FILED A CRIMINAL INFORMATION IN THE DISTRICT COURT CHARGING JPMC WITH A ONE COUNT CRIME CHARGE IN VIOLATION OF THE SHERMAN ANTITRUST ACT, 15 U.S.C. ? 1 (THE "INFORMATION"). THE INFORMATION CHARGES THAT, FROM JULY 2010 UNTIL AT LEAST JANUARY 2013, JPMC, THROUGH ONE OF ITS EUR…Final
2015-05-20regulatoryON MAY 20, 2015, THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM ("FRB") ISSUED AN ORDER TO CEASE AND DESIST AND ORDER OF ASSESSMENT OF A CIVIL MONEY PENALTY AGAINST JPMORGAN CHASE & CO. ("JPMC") RELATING TO ITS FOREIGN EXCHANGE ("FX") ACTIVITIES ("ORDER") FROM 2008 THROUGH 2013. THE ORDER STAT…Final$342.0M

Private funds (16)

Showing 15 of 16 funds by gross asset value.

FundTypeFormedOwnersGross asset valueMin investment
HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P.Hedge FundCayman Islands271$5.5B$100K
HIGHBRIDGE TACTICAL CREDIT FUND, L.P.Hedge FundDelaware125$1.5B$5.0M
HIGHBRIDGE TACTICAL CREDIT FUND, LTD.Hedge FundCayman Islands146$1.3B$5.0M
HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, LTD.Hedge FundCayman Islands3$1.1B$5.0M
1992 MASTER FUND CO-INVEST SPCHedge FundCayman Islands21$380.4M$100K
1992 CO-INVEST (OFFSHORE) L.P.Hedge FundCayman Islands6$188.5M$1.0M
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND, L.P.Hedge FundCayman Islands378$114.1M$5.0M
HIGHBRIDGE SCF SPECIAL SITUATIONS SPV, L.P.Hedge FundCayman Islands2$99.3M
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (DELAWARE), L.P.Hedge FundDelaware269$77.7M$5.0M
HIGHBRIDGE STRATEGIC CREDIT FUND II (DELAWARE), L.P.Hedge FundDelaware7$75.0M$5.0M
HIGHBRIDGE STRATEGIC CREDIT FUND (DELAWARE), L.P.Hedge FundDelaware147$72.4M$10.0M
HIGHBRIDGE SCF II SPECIAL SITUATIONS SPV, L.P.Hedge FundCayman Islands1$50.2M
HIGHBRIDGE STRATEGIC CREDIT FUND (CAYMAN), L.P.Hedge FundCayman Islands51$26.4M$10.0M
HIGHBRIDGE SCF II LOAN SPV, L.P.Hedge FundDelaware1$25.2M
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (CAYMAN), L.P.Hedge FundCayman Islands109$21.9M$5.0M

Fund service providers (1)

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