CAPITAL MARKETS IQ, LLC of WILMINGTON, DE is an SEC-registered investment adviser (CRD 134921). Regulatory assets under management: $571.4M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Performance.
Clients served: Individuals, High net worth, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Kenneth Nelson Wiseman | PRESIDENT; TRUST BENEFICARY; TRUST BENEFICARY/TRUSTEE (+1 more) | — |
| Penelope Y Turnbow | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER; MEMBER | — |
| Anita B Carlino | CONTROLLER | — |
| Matthew V Rabinowitz | CEO; MEMBER | — |
| WISEMAN KENNETH NELSON | PRESIDENT; PRESIDENT AND CEO; TRUST BENEFICARY (+1 more) | — |
| TURNBOW PENELOPE YVONNE | ACTIVE; MEMBER; VICE PRESIDENT, CHIEF LEGAL OFFICER AND SECRETARY, CHIEF COMPLIANCE OFFICER | — |
| MOHAMMED IBRAHIM SALEH | ACTIVE; CHIEF MARKETING OFFICER; MEMBER | — |
| RABINOWITZ MATTHEW V | ACTIVE; CHIEF INFRASTRUCTURE OFFICER; MEMBER | — |
| BRATCHER DAWN MICHELE | CONTROLLER | — |
| CARLINO ANITA B | CONTROLLER | — |
| TURNBOW PENELOPE Y | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER; MEMBER; VICE PRESIDENT, CHIEF LEGAL OFFICER AND SECRETARY, CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |