APEX CAPITAL, LLC

APEX CAPITAL, LLC of ORINDA, CA is an SEC-registered investment adviser (CRD 134996). Regulatory assets under management: $1.6B.

Registration

Name	Role	Location
BRODY JAMES DENNIS	DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER	—
COLEN SANFORD JOEL	CHIEF EXECUTIVE OFFICER AND MANAGER; CHIEF INVESTMENT OFFICER/MANAGER; MANAGER (+3 more)	—
SINGLETON KARA KATHARINE	CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER (+2 more)	—
LANDAU SUSAN NMI	TRUSTEE- COLEN FAMILY TRUST	—
GOULD JUSTIN MOSHE	CHIEF COMPLIANCE OFFICER	—
LANDAU SUSAN	TRUSTEE; TRUSTEE- COLEN FAMILY TRUST	—
TACEY MICHELLE R	CHIEF COMPLIANCE OFFICER	—
TACEY MICHELLE R MI ONLY	CHIEF COMPLIANCE OFFICER	—
DILLE KARA SINGLETON	CHIEF OPERATING OFFICER; TRUSTEE - THE AJC TRUST DATED MAY 28,2004; TRUSTEE - THE AJC TRUST DATED MAY 28, 2004 (+1 more)	—
LANDAU SUSAN CADISH	TRUSTEE- COLEN FAMILY TRUST	—
YANG CINDY PEI	CHIEF FINANCIAL OFFICER	—
SIMON GIL NMN	CHIEF INVESTMENT OFFICER	—
FANG CINDY PEI	CHIEF FINANCIAL OFFICER	—

Fund	Type	Formed	Owners	Gross asset value	Min investment
ZAXIS INSTITUTIONAL PARTNERS, L.P.	Hedge Fund	—	80	$903.2M	$1.0M
PERMAL U.S. OPPORTUNITIES LTD.	Hedge Fund	—	68	$259.9M	$100K
ZAXIS EQUITY NEUTRAL, L.P.	Hedge Fund	—	5	$228.9M	$1.0M
P APEX SELECT IE	Hedge Fund	—	8	$107.1M	$100K
ZAXIS ELS US, L.P.	Hedge Fund	—	3	$55.7M	—
APEX SE, L.P.	Hedge Fund	—	17	$27.3M	$100K