D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser (CRD 135284). Regulatory assets under management: $33.4B.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 30 people.
| Name | Role | Location |
|---|---|---|
| THOMAS S CLARK | CHIEF COMPLIANCE OFFICER | WEST PALM BEACH, FL |
| Thomas C Clark | CHIEF COMPLIANCE OFFICER | San Jose, CA |
| Thomas P Clark | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | Bruceton Mills, WV |
| David Elliot Shaw | LIMITED PARTNER; SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT | — |
| Maximilian Dana Stone | EXECUTIVE COMMITTEE MEMBER | — |
| Edward Laurence Fishman | EXECUTIVE COMMITTEE MEMBER | — |
| Alexis Anne Halaby | EXECUTIVE COMMITTEE MEMBER | — |
| Daniel Robbins Marcus | CHIEF COMPLIANCE OFFICER | — |
| Yevgenia Vladimirovna Zemlyakova | EXECUTIVE COMMITTEE MEMBER, CHIEF OPERATING OFFICER | — |
| Michael William Lewkonia | GENERAL COUNSEL | — |
| HALABY JUDY ANNE | EXECUTIVE COMMITTEE MEMBER; MANAGING DIRECTOR | — |
| FOLEY MARK JOSEPH | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | — |
| ZABACK CHRISTOPHER M | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | — |
| STECKLER STUART | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR OF D. E. SHAW & CO., L.P.; MANAGING DIRECTOR | — |
| ELIAS ROCHELLE ASSAEL | CHIEF COMPLIANCE OFFICER | — |
| DINNING ANNE CAROLYN | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| SHAW DAVID ELLIOT | CHAIRMAN AND PRESIDENT OF D. E. SHAW & CO., INC.; LIMITED PARTNER; SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT | — |
| BECK ANDREW ELLINGSON | MANAGING DIRECTOR | — |
| GAUDIO JULIUS RALPH | MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| SALKIND LOUIS KEN | MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| WEPSIC ERIC KARL | MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| STONE MAXIMILIAN DANA | EXECUTIVE COMMITTEE MEMBER; MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| SEIDEMANN STEVEN JAY | GENERAL COUNSEL AND MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| FISHMAN EDWARD LAURENCE | EXECUTIVE COMMITTEE MEMBER; MANAGING DIRECTOR | — |
| KEARNS PHILIP DAMIAN | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; EXECUTIVE COMMITTEE MEMBER, CO-CHIEF INVESTMENT OFFICER (+1 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |