BROXTON CAPITAL ADVISORS of OLD SAN JUAN, PR is an SEC-registered investment adviser (CRD 136914). Regulatory assets under management: $29.0M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| COOKE ROBERT ALLEN | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER/ PORTFOLIO MANAGER; CHIEF COMPLIANCE OFFICER / PRINCIPAL/ PORTFOLIO MANAGER; PRINCIPAL (+2 more) | — |
| STEAD BRIAN WALTER | CHIEF COMPLIANCE OFFICER; PRINCIPAL, MANAGING DIRECTOR, CCO; PRINCIPAL, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| FELDMAN RUSTIN JJ | ASSOCIATE; INTERIM CHIEF COMPLIANCE OFFICER; SR. ASSOCIATE | — |
| ROOT TED CARL | PRINCIPAL | — |