HEARTWOOD FUNDS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 136940). Regulatory assets under management: $317.6M.
Compensation: % of AUM, Fixed, Performance.
Clients served: Pooled vehicles, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Gregory John Stitt | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | — |
| James Albert Abate | ADMINISTRATOR; MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER; SHAREHOLDER | — |
| VAN HORN JAMES THOMAS | NON-EXECUTIVE DIRECTOR | — |
| ABATE JAMES ALBERT | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER; CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER; MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER (+3 more) | — |
| BOTHWELL MARC | INVESTMENT MANAGER | — |
| BOTHWELL MARC EDWARD | INVESTMENT MANAGER, MEMBER; RISK AND OPERATIONS MANAGER; RISK AND OPERATIONS MANAGER , MEMBER | — |
| SUN JING HUA | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | — |
| RUGGIRELLO ROBERT | MEMBER, ANALYST | — |
| PFAFF HENDRIK JURGENS | CHAIRMAN | — |
| ROUX ROBERT | DIRECTOR; DIRECTOR & CHAIRMAN; NON-EXECUTIVE DIRECTOR & CHAIRMAN | — |
| KRIEL DANIEL | DIRECTOR | — |
| BRIESIES REECE | DIRECTOR; NON-EXECUTIVE DIRECTOR | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| SANLAMALLIANZ AFRICA EQUITY FUND, LTD | Other Private Fund | Cayman Islands | 3 | $78.8M | $5.0M |
| HEARTWOOD SEGREGATED MODEL PORTFOLIO COMPANIES SPC | Other Private Fund | Cayman Islands | 2 | $10.1M | $100K |