VAN ECK ABSOLUTE RETURN ADVISERS CORP. of NEW YORK, NY is an SEC-registered investment adviser (CRD 137177). Regulatory assets under management: $3.1B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Lee Robert Rappaport | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER AND DIRECTOR | New York, NY |
| Jonathan Rich Simon | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR | New York, NY |
| Francesco Michael Gozzillo | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | New York, NY |
| Simon F Rich | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR; VICE PRESIDENT AND ASSISTANT SECRETARY; VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY (+2 more) | Cambridge, MA |
| Simon Rich | VICE PRESIDENT AND ASSISTANT SECRETARY | Cambridge, MA |
| Jan Frederick Vaneck | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |
| LYNCH THOMAS KEVIN | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| SQUITIERI JANET | VICE PRESIDENT, GLOBAL HEAD OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER | — |
| GOZZILLO FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| VANECK SIGRID SABOTTGE | OWNER | — |
| VANECK DEREK STEVEN | AS OF 9/30/2010, MR. VAN ECK'S SHARES IN VAN ECK ASSOCIATES CORPORATION ARE BEING HELD BY HIS ESTATE; EXECUTIVE VICE PRESIDENT/DIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER & OWNER (+2 more) | — |
| VANECK JAN FREDERICK | EXECUTIVE VICE PRESIDENT, DIRECTOR & OWNER; PRESIDENT AND DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR (+3 more) | — |
| SMITH BRUCE JOHN | DIRECTOR; SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER AND DIRECTOR; SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER/CONTROLLER (+1 more) | — |
| FOSTER JOSEPH MILTON | VICE PRESIDENT | — |
| VANECK JOHN CAREL | CHAIRMAN AND DIRECTOR; CHAIRMAN, OWNER & DIRECTOR | — |
| MCBRIEN JOSEPH JAMES | DIRECTOR; GENERAL COUNSEL; SENIOR VICE PRESIDENT AND GENERAL COUNSEL (+5 more) | — |
| LESZCZYNSKI THADDEUS MARION | CHIEF COMPLIANCE OFFICER | — |
| RAPPAPORT DAVID ROBERT | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER; VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER AND DIRECTOR | — |
| TOYBERMAN IRINA | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |