WATERFALL ASSET MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 137746). Regulatory assets under management: $22.0B.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Thomas Edward Capasse | LIMITED PARTNER; MANAGER | — |
| Jack Jay Ross | LIMITED PARTNER; MANAGER | — |
| Kenneth Adam Nick | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | — |
| Brian Breakstone | CHIEF FINANCIAL OFFICER | — |
| SASS MARTIN DOUGLAS | MANAGER | — |
| LAMLE HUGH ROY | MANAGER | — |
| SIVIN PHILIP MATTHEW | MANAGER; MEMBER | — |
| HICKEY SUSAN GARRISON | CHIEF COMPLIANCE OFFICER | — |
| FRANCESS ROBERT W | CHIEF FINANCIAL OFFICER | — |
| LIU BOBBY | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND GENERAL COUNSEL | — |
| SHENFELD STEVEN ALAN | MANAGER | — |
| FRANCESS ROBERT WILLIAM | CHIEF FINANCIAL OFFICER | — |
| CAPASSE THOMAS EDWARD | LIMITED PARTNER; MANAGER; MEMBER/MANAGER | — |
| ROSS JACK JAY | LIMITED PARTNER; MANAGER; MEMBER/MANAGER | — |
| NICK KENNETH ADAM | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | — |
| ARDEN SCOTT D | CHIEF FINANCIAL OFFICER | — |
| DARKE STEPHEN JON | MANAGER | — |
| BREAKSTONE BRAIN | CHIEF FINANCIAL OFFICER | — |
| SETTY SUMANA | CHIEF COMPLIANCE OFFICER | — |
| BREAKSTONE BRIAN | CHIEF FINANCIAL OFFICER | — |
| THOMAS BUTTACAVOLI V | MANAGER; MEMBER | — |
| BUTTACAVOLI THOMAS V | MANAGER | — |
| HADDAD LAURENCE GERMAINE AYALA | CHIEF FINANCIAL OFFICER | — |
Hedge Fund: 26 · Private Equity Fund: 4 · Real Estate Fund: 1
Showing 15 of 31 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| WATERFALL EDEN MASTER FUND, LTD. | Hedge Fund | Cayman Islands | 307 | $2.6B | $1.0M |
| LAKE CASCADE FUND, LP | Hedge Fund | Delaware | 2 | $1.9B | — |
| WATERFALL VICTORIA MASTER FUND, LTD. | Hedge Fund | Cayman Islands | 148 | $1.5B | $1.0M |
| WATERFALL SANDSTONE FUND, L.P. | Hedge Fund | Cayman Islands | 3 | $920.5M | — |
| WATERFALL EAGLE FUND, LLC | Hedge Fund | Delaware | 2 | $867.4M | — |
| WATERFALL SANDSTONE OPPORTUNITY FUND, L.P. | Hedge Fund | Cayman Islands | 11 | $652.2M | — |
| WATERFALL ROCK ISLAND, LLC | Hedge Fund | Delaware | 2 | $606.5M | — |
| WATERFALL ATLAS MASTER FUND B, LP | Hedge Fund | Delaware | 56 | $424.6M | $5.0M |
| WATERFALL DISLOCATION OPPORTUNITY MASTER FUND, LP | Hedge Fund | Cayman Islands | 29 | $375.0M | $5.0M |
| WATERFALL WAVERLY (CAYMAN) FUND, LP | Hedge Fund | Cayman Islands | 5 | $222.0M | — |
| WATERFALL DISLOCATION OPPORTUNITY MASTER FUND II, LP | Hedge Fund | Cayman Islands | 8 | $195.8M | $5.0M |
| WATERFALL DELTA OFFSHORE MASTER FUND, LP | Hedge Fund | Cayman Islands | 4 | $187.8M | $500K |
| WATERFALL ATLAS CO-INVEST FUND, LP | Hedge Fund | Delaware | 2 | $157.6M | $5.0M |
| WATERFALL BIG FALLS OPPORTUNITY FUND I, LP - SERIES A | Hedge Fund | Delaware | 2 | $155.9M | $5.0M |
| WATERFALL PRIVATE ASSET-BACKED CREDIT MASTER FUND I (ERISA), LP | Hedge Fund | Cayman Islands | 30 | $124.7M | $5.0M |