WATERFALL ASSET MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 137746). Regulatory assets under management: $22.0B.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Thomas Edward Capasse | LIMITED PARTNER; MANAGER | — |
| Jack Jay Ross | LIMITED PARTNER; MANAGER | — |
| Kenneth Adam Nick | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | — |
| Brian Breakstone | CHIEF FINANCIAL OFFICER | — |
| SASS MARTIN DOUGLAS | MANAGER | — |
| LAMLE HUGH ROY | MANAGER | — |
| SIVIN PHILIP MATTHEW | MANAGER; MEMBER | — |
| HICKEY SUSAN GARRISON | CHIEF COMPLIANCE OFFICER | — |
| FRANCESS ROBERT W | CHIEF FINANCIAL OFFICER | — |
| LIU BOBBY | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND GENERAL COUNSEL | — |
| SHENFELD STEVEN ALAN | MANAGER | — |
| FRANCESS ROBERT WILLIAM | CHIEF FINANCIAL OFFICER | — |
| CAPASSE THOMAS EDWARD | LIMITED PARTNER; MANAGER; MEMBER/MANAGER | — |
| ROSS JACK JAY | LIMITED PARTNER; MANAGER; MEMBER/MANAGER | — |
| NICK KENNETH ADAM | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | — |
| ARDEN SCOTT D | CHIEF FINANCIAL OFFICER | — |
| DARKE STEPHEN JON | MANAGER | — |
| BREAKSTONE BRAIN | CHIEF FINANCIAL OFFICER | — |
| SETTY SUMANA | CHIEF COMPLIANCE OFFICER | — |
| BREAKSTONE BRIAN | CHIEF FINANCIAL OFFICER | — |
| THOMAS BUTTACAVOLI V | MANAGER; MEMBER | — |
| BUTTACAVOLI THOMAS V | MANAGER | — |
| HADDAD LAURENCE GERMAINE AYALA | CHIEF FINANCIAL OFFICER | — |