WOLVERINE ASSET MANAGEMENT, LLC

WOLVERINE ASSET MANAGEMENT, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 138907). Regulatory assets under management: $14.8B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (24)

NameRoleLocation
Judith Marie KulaCHIEF FINANCIAL OFFICER—
Kenneth Lyn NadelCHIEF OPERATING OFFICER—
Andrew Richard SujdakCHIEF INVESTMENT OFFICER; CHIEF RESEARCH OFFICER—
Robert Ross BellickLIMITED PARTNER; MANAGING MEMBER—
David CavickeCHIEF COMPLIANCE OFFICERChicago, IL
Christopher Lazarus GustCHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER; LIMITED PARTNER; MANAGING MEMBER—
Eric Jonathan HenschelLIMITED PARTNER; MANAGING MEMBER—
KELLY SHAWN LCHIEF COMPLIANCE OFFICER—
FLAHERTY MEGAN ANNCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER—
BELLICK ROBERT ROSSLIMITED PARTNER; MANAGING DIRECTOR; MANAGING MEMBER—
GUST CHRISTOPHER LAZARUSCHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER; LIMITED PARTNER; MANAGING DIRECTOR (+2 more)—
KULA JUDITH MARIECHIEF FINANCIAL OFFICER—
NADEL KENNETH LYNCHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER—
SUJDAK ANDREW RICHARDCHIEF RESEARCH OFFICER; CHIEF RESEARCH & TECHNOLOGY OFFICER; MANAGING DIRECTOR—
HENSCHEL ERIC JONATHANLIMITED PARTNER; MANAGING DIRECTOR; MANAGING MEMBER—
ADAMSKI MICHAEL DAVIDCHIEF COMPLIANCE OFFICER/CHIEF LEGAL COUNSEL; CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER—
HARKNESS JAMES VINCENTCEO/COO—
MICHUDA JAMES AMANAGING DIRECTOR—
SACCHETTI JOSEPH FMANAGING DIRECTOR—
ABRAHAM MATTHEW DAVIDCHIEF COMPLIANCE OFFICER—
SUJDAK ANDREW RMANAGING DIRECTOR—
PATEL NIRAJ MAHENDRACHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER—
CAVICKE DAVIDCHIEF COMPLIANCE OFFICER—
Dominic Charles DataMANAGING DIRECTOR—

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
2015-10-08regulatoryON OCTOBER 8, 2015, WOLVERINE ASSET MANAGEMENT, LLC ("WAM") AND ITS AFFILIATE WOLVERINE TRADING, LLC, WITHOUT ADMITTING OR DENYING THE FINDINGS, REACHED A SETTLEMENT WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE "COMMISSION"). THE COMMISSION FOUND THAT WAM VIOLATED SECTION 204A OF THE INVEST…Final$375K

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
WOLVERINE FLAGSHIP FUND TRADING LIMITEDHedge FundCayman Islands146$14.8B$5.0M

Branch offices (1)

CityStateEmployeesPhone
NEW YORKNY3646-485-6685

Fund service providers (2)

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