CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC. of WAVERLY, IA is an SEC-registered investment adviser (CRD 13941). Regulatory assets under management: $5.8B.

Registration

Officers, owners & control persons (83)

Showing 25 of 83 people.

NameRoleLocation
Martin Worthington LynnDIRECTOR; DIRECTOR, ASST. VICE PRESIDENT, MANAGING PRINCIPAL; DIRECTOR, PRESIDENT (+1 more)
HUGHES JOHN JTREASURER; TREASURER, FINANCIAL OPERATIONS PRINCIPAL
HENRY JOHN WELDONACTING PRESIDENT; DIRECTOR; DIRECTOR/VICE PRESIDENT
COMFORT ROBERT JAMESPRESIDENT
JUNG KERRY ANNESECRETARY
GUNDERSON TRACY KAYASST. SECRETARY
HALEVAN TIMOTHY SULLIVANCHIEF COMPLIANCE OFFICER/VICE PRESIDENT; CHIEF COMPLIANCE OFFICER, VP; CHIEF COMPLIANCE OFFICER/VP, CUNA BROKERAGE SERVICES, INC., MEMBERS CAPITALS ADVISORS, MEMBERS MUTUAL FUNDS, ULTRA SERIES FUNDS (+5 more)
GRETE KATHERINE IRMAASSISTANT TREASURER; ASSISTANT TREASURER, FINANCIAL OPERATIONS PRINCIPAL
GODFREY DENNIS JDIRECTOR
LENTZ KEVIN THOMASDIRECTOR
WARSHAUER MARK TDIRECTOR
KITTLESON SHEILA MARIEASSISTANT TREASURER
CORNING PETER HSECRETARY AND TREASURER
BACKES MARK ELLIOTTPRESIDENT AND HEAD OF OPERATIONS; VICE PRESIDENT - OPERATIONS
CHOSY JOHN ANDREWASSISTANT SECRETARY
THOMPSON KEVIN SDIRECTOR; VICE PRESDENT, SECRETARY, ASSOCIATE GENERAL COUNSEL; VICE PRESIDENT, DEPUTY GENERAL COUNSEL
HALVERSON LAWRENCE ROYDIRECTOR
ANDERSON BUDD FRANKDIRECTOR
WILEY DAVID WARRENASSOC. COMPLIANCE OFFICER
ANDERSON CHRISTINE MARYSECRETARY AND TREASURER, INTERNAL AUDITING VICE PRESIDENT, FINANCE
MERFELD THOMAS JOSEPHDIRECTOR
PATZNER FAYE ANNECHIEF OFFICER - LEGAL
LIEN TRACY KAYASST. SECRETARY
EVERSON MARK SDIRECTOR
SULESKI STEVEN RSECRETARY, DIRECTOR; VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL

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