3D ASSET MANAGEMENT, INC.

3D ASSET MANAGEMENT, INC. of HARTFORD, CT is an SEC-registered investment adviser (CRD 139595). Regulatory assets under management: $603.0M.

Registration

Officers, owners & control persons (11)

NameRoleLocation
CONNORS WAYNEEXEC. V.P./SECRETARY
O'CONNOR JOHN ARTHURPRESIDENT/CCO; PRESIDENT/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER (+5 more)
LUCICH ANDREW THOMASCHIEF COMPLIANCE OFFICER
OCONNOR JOHN ARTHURPRESIDENT/CCO
CONNORS WAYNE NMNDIRECTOR & SHAREHOLDER; EXEC. V.P./SECRETARY; PRINCIPAL (+2 more)
FRANKENHOFF CHRISTOPHER MICHAELDIRECTOR; DIRECTOR & SHAREHOLDER; SHAREHOLDER
O'CONNOR SHERYL MARYCHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, SECRETARY; EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT (+3 more)
LUCICH ANDREWCHIEF COMPLIANCE OFFICER
Noeker Raymond HaroldCHIEF FINANCIAL OFFICER
MCCOY STEPHEN LAWRENCECHIEF EXECUTIVE OFFICER
LAVINE BENJAMIN MARSHALCHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER & SHAREHOLDER

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