WISDOMTREE ASSET MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 139684). Regulatory assets under management: $88.4B.
Compensation: % of AUM.
Showing 25 of 30 people.
| Name | Role | Location |
|---|---|---|
| Robert Jarrett Lilien | PRESIDENT | New York, NY |
| Terry Jane Feld | HEAD OF US COMPLIANCE, CHIEF COMPLIANCE OFFICER | — |
| Bryan Joseph Edmiston | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| Jeremy D Schwartz | GLOBAL CHIEF INVESTMENT OFFICER | — |
| Stuart Michael Bell | CHIEF OPERATING OFFICER AND DIRECTOR | — |
| Jonathan Laurence Steinberg | CEO AND DIRECTOR | — |
| Peter M Ziemba | SENIOR ADVISOR TO THE CEO, CAO, AND DIRECTOR | — |
| Marci Jill Frankenthaler | CHIEF LEGAL OFFICER AND SECRETARY | — |
| Joanne Antico | GENERAL COUNSEL & ASSISTANT SECRETARY | — |
| David Yates | CHIEF INFORMATION OFFICER | — |
| LILIEN ROBERT JARRETT | EVP, HEAD OF EMERGING TECHNOLOGIES; PRESIDENT | — |
| STEINBERG JONATHAN LAURENCE | CEO AND DIRECTOR; CEO & DIRECTOR; CEO, PRESIDENT AND DIRECTOR (+1 more) | — |
| RUSKIN MARC JEFFREY | TREASURER AND CFO | — |
| MORRIS RICHARD FRANCIS | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL; DEPUTY GENERAL COUNSEL, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| STEINHARDT MICHAEL HOWARD | STOCKHOLDER | — |
| LAVINE BRUCE IVINS | DIRECTOR AND VICE CHAIRMAN; PRESIDENT & COO; PRESIDENT & COO, DIRECTOR (+3 more) | — |
| BELL JOSEPH MICHAEL | CHIEF OPERATING OFFICER AND DIRECTOR; EVP, CHIEF OPERATING OFFICER; EVP, CHIEF OPERATING OFFICER AND DIRECTOR | — |
| ZIEMBA PETER MICHAEL | CHIEF LEGAL OFFICER & EVP BUSINESS & LEGAL AFFAIRS; CHIEF LEGAL OFFICER, EVP BUSINESS & LEGAL AFFAIRS AND DIRECTOR; CHIEF LEGAL OFFICER & GENERAL COUNSEL (+2 more) | — |
| MUNI AMIT | CHIEF FINANCIAL OFFICER, EVP FINANCE; CHIEF FINANCIAL OFFICER, EVP FINANCE AND DIRECTOR; CHIEF FINANCIAL OFFICER, TREASURER AND DIRECTOR (+2 more) | — |
| SIRACUSANO LUCIANO | CHIEF INVESTMENT STRATEGIST; CHIEF INVESTMENT STRATEGIST AND DIRECTOR OF SALES; EVP, CHIEF INVESTMENT STRATEGIST | — |
| FELD TERRY JANE | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER; HEAD OF US COMPLIANCE, CHIEF COMPLIANCE OFFICER | — |
| BARTON GREGORY EDWARD | EVP, CHIEF LEGAL OFFICER AND DIRECTOR; EXECUTIVE VICE PRESIDENT OPERATIONS, CHIEF OPERATING OFFICER; EXECUTIVE VICE PRESIDENT OPERATIONS, CHIEF OPERATING OFFICER AND DIRECTOR | — |
| LOUVAR RYAN MATTHEW | GENERAL COUNSEL | — |
| SCHWARTZ MICHAEL D | EVP, GLOBAL HEAD OF RESEARCH; GLOBAL CHIEF INVESTMENT OFFICER; GLOBAL HEAD OF RESEARCH | — |
| ZIEMBA PETER M | CHIEF LEGAL OFFICER, EVP BUSINESS & LEGAL AFFAIRS AND DIRECTOR; EVP SENIOR ADVISOR TO THE CEO AND CAO, AND DIRECTOR; EVP, SENIOR ADVISOR TO THE CEO, CAO, AND DIRECTOR (+1 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-03-22 | regulatory | ON OCTOBER 21, 2024, WISDOMTREE ASSET MANAGEMENT, INC. ("WTAM") ENTERED INTO A SETTLEMENT WITH THE SEC RELATED TO ALLEGED MISSTATEMENTS BY WTAM REGARDING THE ESG SCREENING PROCESS EMPLOYED BY THREE EXCHANGE-TRADED SERIES OF WISDOMTREE TRUST MANAGED BY WTAM (THE "FUNDS"). THE FUNDS WERE LIQUIDATED IN… | Final | $4.0M |