ORIGIN ASSET MANAGEMENT LLP of LONDON is an SEC-registered investment adviser (CRD 139897). Regulatory assets under management: $4.6B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 36 people.
| Name | Role | Location |
|---|---|---|
| Carter L John | EXECUTIVE MEMBER | Columbus, OH |
| Kamal Bhatia | BOARD MEMBER | — |
| Christopher James Reddy | BOARD MEMBER | — |
| Ellen W Shumway | BOARD MEMBER | — |
| Nishil Yashwin Patel | CONSULTANT | — |
| Deanna D Strable-Soethout | ADVISORY MEMBER | — |
| Daniel Benjamin Silverman | CCO EMEA | — |
| CARTER CHRISTOPHER | EXECUTIVE MEMBER | — |
| RIGG JEREMY | EXECUTIVE MEMBER | — |
| DUTSON NIGEL | EXECUTIVE MEMBER; EXECUTIVE MEMBER AND BOARD MEMBER | — |
| RIMMER MICHAEL | EXECUTIVE MEMBER | — |
| MOTTRAM NICHOLAS | EXECUTIVE MEMBER; PASSIVE MEMBER | — |
| JOHNSTON LINDSAY JAMES HAWTHORN | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER; CHIEF COMPLIANCE OFFICER, MANAGING MEMBER AND BOARD MEMBER; MANAGING MEMBER | — |
| RANDHAWA TARLOCK | EXECUTIVE MEMBER AND BOARD MEMBER; MANAGING MEMBER | — |
| MORRISSEY PATRICK | INVESTOR MEMBER | — |
| SPENCER MICHAEL ALAN | CHAIRMAN | — |
| MCCAUGHAN JAMES PATRICK | BOARD MEMBER | — |
| LAWLER JULIA MARIE | ADVISORY MEMBER | — |
| HALTER PATRICK GREGORY | ADVISORY MEMBER; BOARD MEMBER | — |
| EVERETT NORA MARY | BOARD MEMBER | — |
| SHUMWAY ELLEN W | ADVISORY MEMBER; BOARD MEMBER | — |
| ARMIST RONALD | INVESTOR MEMBER | — |
| VALLAT GEORGIA | MEMBER | — |
| DONACHIE STUART | MEMBER | — |
| DUTSON RUTH | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-08 | regulatory | IN APRIL 2022 PRINCIPAL GLOBAL INVESTORS, LLC (PGI) HAD AN UNINTENTIONAL SHORT SALE OF A SECURITY DUE TO A CORPORATE ACTION IN POTENTIAL BREACH OF LOCAL REGULATIONS. IN SEPTEMBER 2022, PGI RECEIVED AN EMAIL REGARDING "NOTICE OF ACTION TO BE TAKEN" REGARDING THE BREACH OF LOCAL RESTRICTION PROVISIONS… | Final | $34K |