FINANCIAL ACTION, INC.

FINANCIAL ACTION, INC. of MONUMENT, CO is an SEC-registered investment adviser (CRD 140285). Regulatory assets under management: $100.3M.

Registration

• CRD: 140285
• SEC file number: 801-135990
• Type: Registered investment adviser
• Location: 283 WASHINGTON ST, MONUMENT, CO, 80132
• Phone: 719-357-7189
• Latest filing: 2026-06-11
• Regulatory AUM: $100.3M
• Discretionary AUM: $99.7M
• Non-discretionary AUM: $588K
• Clients: 6
• Accounts: 1,047

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 140285 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search