ELM3 FINANCIAL GROUP, LLC

ELM3 FINANCIAL GROUP, LLC of ALPHARETTA, GA is an SEC-registered investment adviser (CRD 140594). Regulatory assets under management: $189.0M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (4)

NameRoleLocation
Stacey Ann NickensCHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER
Margaret NickensCHIEF COMPLIANCE OFFICERAlpharetta, GA
NICKENS STACEY ANNCHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER
Nickens MargaretCHIEF COMPLIANCE OFFICER

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