FIRST CITIZENS ASSET MANAGEMENT, INC of RALEIGH, NC is an SEC-registered investment adviser (CRD 140777). Regulatory assets under management: $465.1M.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other.
Showing 25 of 33 people.
| Name | Role | Location |
|---|---|---|
| Michael Christopher Wilson | DIRECTOR, PRESIDENT | — |
| Michael Lee Longest | DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| Brent Ciliano | DIRECTOR | — |
| Mark Stephen Marrone | CHIEF COMPLIANCE OFFICER | — |
| Mary Cece | DIRECTOR, SECRETARY | — |
| William James Walsh | DIRECTOR | — |
| Thaddeus William Yasunaga | CHIEF INVESTMENT OFFICER | — |
| Charles Falconer Mccallum | DIRECTOR | — |
| Eraine Johnson Parker | INTERIM CHIEF COMPLIANCE OFFICER | — |
| Thomas Bittenbender Harps | DIRECTOR, INTERIM CHIEF COMPLIANCE OFFICER | — |
| WILSON CHRISTOPHER | DIRECTOR; DIRECTOR, PRESIDENT | — |
| HARPS THOMAS BITTENBENDER | DIRECTOR, INTERIM CHIEF COMPLIANCE OFFICER | — |
| BOGACZYK STEVEN FRED | DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| WALSH TERRENCE JAMES | DIRECTOR | — |
| LEHMAN PAUL ANDREW | DIRECTOR OF INVESTMENT SALES | — |
| SPIRES ROBERT EDWARD | CHIEF COMPLIANCE OFFICER; DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| BRYANT SHARON WALTERS | DIRECTOR; DIRECTOR OF WEALTH ADVISORY GROUP | — |
| NOLAN TOM FRANCIS | INVESTMENT OFFICER | — |
| CILIANO BRENT | DIRECTOR | — |
| SUGER JOHN GERARD | DIRECTOR OF SALES | — |
| WILLINGHAM EDWARD LEE | DIRECTOR | — |
| HARRIS BARRY PALMER | DIRECTOR | — |
| Yasunaga Thaddeus William | CHIEF INVESTMENT OFFICER | — |
| OSTENDORF ELIZABETH | CORPORATE SECRETARY | — |
| HEFFRON PAULA KAY | DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-03-11 | regulatory | IN FEBRUARY 2018, THE U.S. SECURITIES AND EXCHANGE COMMISSION ("SEC") ANNOUNCED AN INDUSTRY-WIDE INITIATIVE TO IDENTIFY AND REMEDY CONFLICTS OF INTEREST THAT ARISE WHERE INVESTMENT ADVISERS FAILED TO MAKE REQUIRED DISCLOSURES RELATING TO THEIR SELECTION OF CERTAIN MUTUAL FUND SHARE CLASSES THAT PAID… | Final | — |
| 2018-02-26 | civil | COMPLAINANT ALLEGED ANNUITY SALE WAS IMPROPER AND UNSUITABLE GIVEN FINANCIAL CIRCUMSTANCES AND NEEDS. | Final | — |
Showing 15 of 25 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| RALEIGH | NC | 8 | 919-716-2492 |
| CHARLOTTE | NC | 7 | 704-338-4059 |
| SUMTER | SC | 2 | 803-778-6410 |
| ATLANTA | GA | 2 | 6784195016 |
| COLUMBIA | SC | 2 | 803-931-1693 |
| RICHMOND | VA | 2 | 804-360-8968 |
| CARNESVILLE | GA | 1 | (706) 384.2415 |
| GREENVILLE | SC | 1 | 864-255-3717 |
| CHARLESTON | SC | 1 | 843-795-1264 |
| ANDERSON | SC | 1 | 864-231-5953 |
| CHARLOTTE | NC | 1 | 704-338-3934 |
| THOMASTON | CT | 1 | (870) 845-9407 |
| CAYCE | SC | 1 | 803.733.1466 |
| ANDREWS | SC | 1 | 843-264-7522 |
| MYRTLE BEACH | SC | 1 | 843-445-6804 |