FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 142219). Regulatory assets under management: $139.9B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Terrence James Murphy | CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| Brian R Murphy | CHIEF COMPLIANCE OFFICER | — |
| Jasna Brblic Dolgov | GENERAL COUNSEL | — |
| Seok Selene Oh | DIRECTOR | — |
| Daniel Brian Chasan | CHIEF OPERATING OFFICER | — |
| Jed Andrew Plafker | DIRECTOR | — |
| Nicole Lorraine Tarallo | CHIEF OPERATING OFFICER | — |
| MURPHY TERRENCE JAMES | CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| SCHEVE TIMOTHY CHARLES | DIRECTOR | — |
| FETTING MARK RAYMOND | CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| BAIN PETER LANNING | DIRECTOR | — |
| MANNING BARBARA BROOKE | CHIEF COMPLIANCE OFFICER | — |
| SULLIVAN JOSEPH ANDREW | DIRECTOR | — |
| PLAFKER JED ANDREW | DIRECTOR | — |
| PARADISO ROGER | PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| SCOTTO MICHAEL JAY | CHIEF INVESTMENT STRATEGIST | — |
| RECUPERO DARREN PHILLIP | CHIEF OPERATING OFFICER | — |
| ODENATH DAVID ROEHNER | DIRECTOR | — |
| MURPHY BRIAN R | CHIEF COMPLIANCE OFFICER | — |
| NACHTWEY PETER HAMILTON | DIRECTOR | — |
| DALEY CHARLES JAMES | DIRECTOR | — |
| JENSEN FRED STEVEN | CHIEF COMPLIANCE OFFICER | — |
| PENN DAVID STUART | PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| HANES LISA MARIA | CHIEF OPERATING OFFICER | — |
| NATTANS JEFFREY ALLEN | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |