NATIONWIDE INVESTMENT ADVISORS, LLC of COLUMBUS, OH is an SEC-registered investment adviser (CRD 142373). Regulatory assets under management: $16.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Charities.
Showing 25 of 51 people.
| Name | Role | Location |
|---|---|---|
| Harold Charles Schafer | PRESIDENT AND BOARD MANAGER | — |
| Carah Hutchinson Brody | BOARD MANAGER | — |
| Christopher O Igodan | VICE PRESIDENT AND TREASURER | — |
| Christopher Scott Stanton | CHIEF COMPLIANCE OFFICER | — |
| James Jay Rabenstine | CHIEF COMPLIANCE OFFICER | — |
| Eric Ray Stevenson | BOARD MANAGER | — |
| Kelly Sutherland Berry | VICE PRESIDENT AND TREASURER | — |
| Kevin Thomas Jestice | BOARD MANAGER | — |
| BENSON MICHAEL DAVID | VICE PRESIDENT AND TREASURER | — |
| BENSON SUSAN P | VICE PRESIDENT AND TREASURER | — |
| SODEN GLENN WARREN | ASSOCIATE VICE PRESIDENT AND ASSISTANT SECRETARY | — |
| BARNES THOMAS EDWARD | SR. VICE PRESIDENT AND ASST SECRETARY; VICE PRESIDENT AND SECRETARY | — |
| PHELAN MARK DAVID | MANAGER | — |
| MILLNER KEITH IVORY | MANAGER | — |
| COLVIN KAREN RUTH | VICE PRESIDENT | — |
| RILEY CHARLES EDWIN | VICE PRESIDENT | — |
| ENGLEHART SCOTT A | VICE PRESIDENT | — |
| GRUGEON STEPHEN TIMOTHY | EXECUTIVE VICE PRESIDENT, COO AND MANAGER | — |
| DWYER TIMOTHY JOHN | VICE PRESIDENT AND TREASURER | — |
| CARTER JOHN LAUGHLIN | MANAGER | — |
| SMETZER TERRY CAROLL | ASSISTANT TREASURER; ASSOCIATE VICE PRESIDENT AND ASSISTANT TREASURER | — |
| FROMMEYER TIMOTHY GERARD | MANAGER | — |
| JACKSON WILLIAM STEVEN | MANAGER | — |
| GOSLEE WILLIAM GEORGE | PRESIDENT | — |
| CRAIG ROGER A | VICE PRESIDENT AND DIVISION GENERAL COUNSEL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-04-11 | regulatory | THE DEPARTMENT IDENTIFIED A PRACTICE ARISING FROM THE REPLACEMENT OF DEFERRED ANNUITY CONTRACTS WITH IMMEDIATE INCOME ANNUITY CONTRACTS THAT WERE IN VIOLATION OF NEW YORK REGULATIONS 60 AND 187. | Final | $2.2M |
| 2011-08-05 | regulatory | NATIONWIDE LIFE INSURANCE COMPANY WAS NOT IN FULL COMPLIANCE WITH THE SEC RULE 22C-1 OF THE INVESTMENT COMPANY ACT. | Final | $8.0M |
| City | State | Employees | Phone |
|---|---|---|---|
| PHOENIX | AZ | 9 | 602-266-2733 |
| FRANKFORT | KY | 3 | 502-573-7925 |
| HUNT VALLEY | MD | 3 | 800-966-6355 |
| CHICAGO | IL | 3 | 312-443-1975 |
| SAN DIEGO | CA | 2 | 619-764-6577 |
| BALTIMORE | MD | 1 | (443) 984-2389 |
| SACRAMENTO | CA | 1 | 916-307-6901 |
| BOISE | ID | 1 | (208) 342-8600 |