SOHO FINANCIAL SERVICES LLC of MONTECITO, CA is an SEC-registered investment adviser (CRD 142510). Regulatory assets under management: $1.3M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| TROISE FRANK T | MANAGING MEMBER; MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | — |
| BRASWELL MARION MIKI | MEMBER; MEMBER, SECRETARY | — |
| TROISE FRANK THOMAS | MANAGING MEMBER; MANAGING MEMBER / CHIEF COMPLIANCE OFFICER; PRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| FIELDS THOMAS WILLON | DIRECTOR; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| FIELDS DEBRA ANNETTE | DIRECTOR | — |