EXETER FINANCIAL, LLC

EXETER FINANCIAL, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser (CRD 143420). Regulatory assets under management: $420.2M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (14)

NameRoleLocation
Boris Michael GutinPRESIDENTMontclair, NJ
Stephen Leon HarrisonCHIEF COMPLIANCE OFFICER, PRESIDENT
Curtis BartonCEO
Anton RosandicPRESIDENT
NIEHAUS ROBERT HENRYMANAGER
HARRISON STEPHEN LEONCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, PRESIDENT; CO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICER (+1 more)
HELMS PETER WESTOVERCO-MANAGING MEMBER; PRINCIPAL
SEXWORTH ELIZABETHCHIEF INVESTMENT OFFICER/MEMBER; PRINCIPAL
GUTIN BORIS MICHAELPRESIDENT
MARSHALL-INMAN BRAD LEANNE JOINT TENANTSMEMBER(PASSIVE)
MATHEWS STEPHEN CHARLESCFO
Barton CurtisCEO
Rosandic AntonCOO; PRESIDENT
Lalsa MegvarranCFO

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